Unclaimed
John Arthur Cunningham is an active investment advisor representative with Alliant Retirement Consulting. John has been in the financial services industry since August 1994. John has passed the Series 6, Series 63, Series 26 and SIE exams. Prior to joining Alliant Retirement Consulting, John held positions at Walnut Street Securities, Inc., Nathan & Lewis Securities, Inc., MML Investors Services, Inc., and G. R. Phelps & Co., Inc. John is registered to provide investment advisory services in Alabama, Arizona, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Illinois, Indiana, Iowa, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Nebraska, New Jersey, New Mexico, New York, North Carolina, Ohio, Pennsylvania, Puerto Rico, South Carolina, Texas, Utah, Virginia, Washington, and West Virginia. John is a senior vice president at Alliant Retirement Consulting and is responsible for providing financial advisory services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Asset-based fees on pension plans under advisement
1
2
NJ
07/12/2017 - Present
Alliant Retirement Consulting (Westfield NJ)
NY
08/01/2003 - 09/03/2013
WALNUT STREET SECURITIES, INC. (NEW YORK NY)
NY
12/11/2001 - 08/01/2003
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
MA
03/01/1996 - 12/14/2001
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NA
08/26/1994 - 03/01/1996
G. R. PHELPS & CO., INC.
IA
Issued 03/25/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/03/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/19/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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