Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Arthur Cox is a financial advisor with over 50 years of experience in the industry. John is currently registered with Moors & Cabot, Inc. and has previously worked with UBS FINANCIAL SERVICES INC., DEAN WITTER REYNOLDS INC., DEAN WITTER & CO. INCORPORATED, MERRILL LYNCH, PIERCE, FENNER & SMITH, INC., and GOODBODY & CO. INCORPORATED. John has a strong background in investments and financial planning, and has extensive experience working with individuals, families, and businesses. John holds a variety of licenses and certifications, including Series 7, Series 63, and SIE. John specializes in providing financial planning, portfolio management, and investment advice. John works with a variety of clients, including individuals, families, businesses, pension and profit-sharing plans, and charitable organizations. John has a strong commitment to providing clients with personalized service and investment advice that meets their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
02/19/2025 - Present
Moors & Cabot, Inc. (WINTER PARK FL)
FL
07/24/1984 - 03/26/2009
UBS FINANCIAL SERVICES INC. (ORLANDO FL)
NA
02/24/1978 - 03/16/1984
DEAN WITTER REYNOLDS INC.
NA
10/06/1976 - 02/24/1978
DEAN WITTER & CO. INCORPORATED
NA
04/26/1971 - 11/13/1976
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
NA
12/14/1965 - 06/03/1971
GOODBODY & CO. INCORPORATED
BC
Issued 09/05/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/07/1985
PC - AMEX Put and Call Exam
BC
Issued 12/13/1965
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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