Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Barragan is an investment advisor representative with Kestra Investment Management, LLC, with a focus on providing investment advice to other registered investment advisors and trust companies. John has been in the financial services industry since 1997 and has held various positions at firms such as Merrill Lynch, Pierce, Fenner & Smith Incorporated, Goldman Sachs & Co. LLC, and Cetera Advisor Networks LLC. John is licensed in Texas and has Series 7, 66, 24, 28, 53, 52, and 55 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Investment advice to other registered investment advisors and trust companies
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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TX
08/01/2024 - Present
Kestra Investment Management, LLC (AUSTIN TX)
CA
04/03/2024 - 07/24/2024
REALTA EQUITIES, INC. (San Diego CA)
TX
11/11/2021 - 04/02/2024
KESTRA INVESTMENT SERVICES, LLC (AUSTIN TX)
TX
07/06/2020 - 12/22/2021
GOLDMAN SACHS & CO. LLC (Irving TX)
TX
09/03/2020 - 01/25/2021
MERCER ALLIED COMPANY, L.P. (IRVING TX)
MN
10/09/2018 - 01/14/2020
CETERA INVESTMENT SERVICES LLC (ST. CLOUD MN)
CA
10/27/2017 - 01/14/2020
CETERA ADVISOR NETWORKS LLC (EL SEGUNDO CA)
CA
09/24/2012 - 02/06/2018
GIRARD SECURITIES, INC. (SAN DIEGO CA)
CA
12/01/2011 - 09/19/2012
SECURITIES AMERICA, INC. (IRVINE CA)
CA
10/06/2010 - 11/08/2011
SCF SECURITIES, INC. (FRESNO CA)
NV
07/31/2007 - 10/04/2010
TRICOR FINANCIAL, LLC (LAS VEGAS NV)
UT
02/20/2006 - 08/02/2007
INVEST FINANCIAL CORPORATION (PARK CITY UT)
NV
03/18/2003 - 02/18/2004
ESSENTIAL SECURITIES, INC. (LAS VEGAS NV)
IL
05/03/2000 - 10/23/2001
REDSKY SECURITIES, INC. (CHICAGO IL)
TX
10/12/1999 - 01/08/2001
INVESTIN SECURITIES CORP. (DALLAS TX)
NY
03/26/1999 - 07/01/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
09/19/1997 - 04/01/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 04/24/2006
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 02/23/1998
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/29/2009
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 01/13/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/18/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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