Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Arnold Thomas is a registered investment advisor representative associated with Truist Advisory Services, Inc.. John has been in the securities industry since 2000, with prior experience at RBC Centura Securities, Inc. and First Union Securities, Inc. John is licensed in North Carolina and holds Series 7, 6, 63 and 66 licenses. John is also a certified financial planner. John specializes in providing financial planning, portfolio management, and wrap fee products and services to individuals, businesses, and high-net-worth individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Wrap fee product and financial profiling services using desktop software
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NC
09/06/2023 - Present
Truist Advisory Services, Inc. (KNIGHTDALE NC)
NC
10/26/2001 - 07/24/2003
RBC CENTURA SECURITIES, INC. (KANNAPOLIS NC)
MO
10/01/2000 - 08/15/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
08/15/2000 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
BOTH
Issued 09/05/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/17/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/12/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/11/2023
Series 7TO - General Securities Representative Examination
BC
Issued 03/30/2023
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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