Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Ariola is an experienced financial advisor with over 28 years in the industry. John has a wide range of experience, having worked with various firms including Lincoln Financial Advisors Corporation, SII Investments, Inc., and Fortune Financial Services, Inc. He is currently a founding partner and financial advisor at BearingStone Wealth, Inc. John provides financial planning, fee-based asset management, and brokerage services through Avantax Advisory Services. He also offers insurance products and serves clients across various types, including high-net-worth individuals, corporations, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
TX
05/03/2024 - Present
Avantax Advisory Services (DALLAS TX)
NY
12/08/2017 - 05/06/2024
LINCOLN FINANCIAL ADVISORS CORPORATION (EAST AMHERST NY)
NY
01/14/2016 - 12/08/2017
SII INVESTMENTS, INC. (WILLIAMSVILLE NY)
NY
12/03/2014 - 01/15/2016
FORTUNE FINANCIAL SERVICES, INC. (Williamsville NY)
NY
09/01/2010 - 05/16/2013
CADARET, GRANT & CO., INC. (AMHERST NY)
NY
07/10/2007 - 09/09/2010
SUMMIT BROKERAGE SERVICES, INC. (AMHERST NY)
NY
06/28/2006 - 03/14/2007
HSBC SECURITIES (USA) INC. (BUFFALO NY)
OH
04/24/2003 - 12/08/2004
CHARTER ONE SECURITIES, INC. (CLEVELAND OH)
MA
06/13/2001 - 02/03/2003
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NJ
09/14/1995 - 06/04/2001
THE INVESTMENT CENTER, INC. (BEDMINSTER NJ)
NY
06/12/1991 - 09/18/1995
MUTUAL FUNDS ASSOCIATES INC. (ROCHESTER NY)
IA
Issued 04/16/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/10/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/22/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/20/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/1997
Series 7 - General Securities Representative Examination
BC
Issued 06/10/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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