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John Anthony Vaughn

PNC Investments

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About John Anthony Vaughn

John Anthony Vaughn is a financial advisor with PNC Investments. John has been in the industry since December 2001, and has experience with a variety of investment firms. John is registered with the state of Indiana as a Registered Representative. John specializes in helping individuals, families, and businesses with their financial planning and investment needs.

Firm Information

John Vaughn is currently registered with PNC Investments. PNC Investments, a Limited Liability Company formed in 2003, provides investment advisory services across the United States. They manage a wide range of client assets, including those of individuals, high-net-worth individuals, corporations, pension plans, charitable organizations, and churches. PNC Investments offers portfolio management services for individuals and businesses, as well as selection of other advisors. They also participate in wrap fee programs.
PNC Investments

300 FIFTH AVENUE

PITTSBURGH, PA 15222-2722

$23.90B

Assets Under Management

Not reported

Total Clients

1,112

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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John Vaughn’s Registration & Firm History

IN

07/11/2016 - Present

PNC Investments (ZIONSVILLE IN)

IN

10/19/2004 - 06/09/2016

FIFTH THIRD SECURITIES, INC. (NOBLESVILLE IN)

MN

07/26/2002 - 09/27/2004

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

07/26/2002 - 09/27/2004

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

MA

07/30/2001 - 04/09/2002

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

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Licenses & Designations

BOTH

Issued 04/22/2016

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/27/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/25/2002

Series 7 - General Securities Representative Examination

BC

Issued 07/26/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for John Anthony Vaughn. Review regulatory record here.
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