Unclaimed
John-anthony Urban Di tullio is a registered representative with TD Securities (usa) LLC. John-anthony has been in the securities industry since December 4, 2022. John-anthony holds the Series 63, Series 86, Series 87, and SIE licenses. John-anthony is registered in New York. John-anthony was previously registered with Cowen and Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/08/2024 - Present
TD Securities (usa) LLC (New York NY)
NY
12/05/2022 - 04/11/2024
COWEN AND COMPANY (NEW YORK NY)
BC
Issued 04/21/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/05/2022
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/21/2022
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 07/05/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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