Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Tauer is a financial advisor with over 28 years of experience in the industry. John is currently registered with LPL Financial LLC. John has a strong track record of success in providing financial advice to individuals, families, and businesses. John has a deep understanding of the financial markets and is committed to providing his clients with personalized financial solutions. John is a highly experienced financial advisor who has worked with various firms including Wells Fargo Clearing Services, LLC and Wells Fargo Investments, LLC. John is dedicated to providing his clients with the highest level of service and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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AZ
10/07/2021 - Present
LPL Financial LLC (TEMPE AZ)
AZ
01/03/2011 - 10/21/2021
WELLS FARGO CLEARING SERVICES, LLC (TEMPE AZ)
AZ
12/13/2000 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (SCOTTSDALE AZ)
MN
12/15/2000 - 08/23/2002
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
CA
10/18/2000 - 05/07/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
MN
03/12/1998 - 12/13/2000
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
NA
02/05/1998 - 02/27/1998
NORWEST INVESTMENT SERVICES, INC.
OH
11/10/1997 - 02/18/1998
AAG SECURITIES, INC. (CINCINNATI OH)
IA
05/25/1994 - 11/11/1997
AEGON USA SECURITIES INC. (CEDAR RAPIDS IA)
NJ
03/10/1994 - 04/29/1994
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 10/13/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/11/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/1994
Series 7 - General Securities Representative Examination
BC
Issued 02/17/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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