Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Anthony Stoltzfus is an active investment advisor representative with Oppenheimer & Co. Inc. John has been in the financial services industry since July 13, 1995. Prior to joining Oppenheimer & Co. Inc., John was registered with Ticonderoga Securities LLC, Morgan Stanley DW Inc., Ormes Capital Markets, Inc., Chase Manhattan Investment Services, Inc., GNA Securities, Inc., FN Investment Center, Guardian Investor Services Corporation, Dean Witter Reynolds Inc., and First Investors Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
04/07/2021 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
NY
11/19/2009 - 09/29/2010
TICONDEROGA SECURITIES LLC (NEW YORK NY)
NY
04/30/1996 - 10/03/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
01/03/1995 - 05/05/1995
ORMES CAPITAL MARKETS, INC. (NEW YORK NY)
IL
01/03/1994 - 11/08/1994
CHASE MANHATTAN INVESTMENT SERVICES, INC. (CHICAGO IL)
VA
04/25/1991 - 01/22/1994
GNA SECURITIES, INC. (GLEN ALLEN VA)
CA
01/22/1991 - 04/22/1991
FN INVESTMENT CENTER (SACRAMENTO CA)
NY
09/21/1990 - 01/23/1991
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
NA
12/05/1984 - 12/02/1987
DEAN WITTER REYNOLDS INC.
NA
09/12/1983 - 09/28/1984
FIRST INVESTORS CORPORATION
BC
Issued 12/16/2009
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 08/09/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/1990
Series 7 - General Securities Representative Examination
BC
Issued 09/09/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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