Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Anthony Stock is a financial advisor at Oppenheimer & Co. Inc. with over 30 years of experience in the financial services industry. John has held previous roles with WELLS FARGO CLEARING SERVICES, LLC, CITIGROUP GLOBAL MARKETS INC. and DEAN WITTER REYNOLDS INC. John holds FINRA Series 7 and Series 63 registrations. John is a registered investment advisor in Florida and several other states. John specializes in retirement planning, estate planning, insurance, and investment management for individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
FL
03/15/2017 - Present
Oppenheimer & Co. Inc. (CORAL GABLES FL)
FL
04/04/2007 - 03/13/2017
WELLS FARGO CLEARING SERVICES, LLC (CORAL GABLES FL)
FL
10/10/1995 - 04/23/2007
CITIGROUP GLOBAL MARKETS INC. (AVENTURA FL)
NY
12/11/1993 - 10/30/1995
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
08/27/1993 - 11/16/1993
GKN SECURITIES CORP. (NEW YORK NY)
BC
Issued 09/01/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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