Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Anthony Scarabino is a financial advisor registered with LPL Financial LLC. John has been in the financial services industry since December 7, 2000. John's career has included previous roles at Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Fortress Financial Securities Corporation, CUSO Financial Services, L.P. and LINSCO/PRIVATE LEDGER CORP.. John holds the Series 6, 7, 9, 10, 24, 63, 66, 3, 31, 99TO and SIE licenses. John specializes in providing investment advice to individuals, businesses, high-net-worth individuals, pension and profit-sharing plans, charitable organizations, and investment clubs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
08/01/2013 - Present
LPL Financial LLC (SAN DIEGO CA)
CA
06/01/2009 - 02/16/2012
MORGAN STANLEY SMITH BARNEY (SAN DIEGO CA)
CA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SAN DIEGO CA)
CA
04/03/2002 - 04/02/2007
MORGAN STANLEY DW INC. (RANCHO SANTE FE CA)
NY
08/04/2000 - 03/15/2001
FORTRESS FINANCIAL SECURITIES CORPORATION (NEW YORK NY)
CA
02/23/2000 - 06/28/2000
CUSO FINANCIAL SERVICES, L.P. (SAN DIEGO CA)
SC
07/16/1999 - 02/11/2000
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
BOTH
Issued 07/25/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/11/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/09/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/09/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/26/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/31/2009
Series 3 - National Commodity Futures Examination
BC
Issued 11/09/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 09/09/1999
Series 7 - General Securities Representative Examination
BC
Issued 07/15/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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