linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

John Anthony Saia

Citizens Securities, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you John? Claim Your Profile

About John Anthony Saia

John Anthony Saia is an Investment Advisor Representative with Citizens Securities, Inc. John has been in the financial services industry since 2006. John is licensed in CA, MD, MI, NY, PA and VA. John has been registered with Citizens Securities, Inc. since June 2011. Previously John was registered with LPL FINANCIAL LLC from November 2010 to June 2011, LPL FINANCIAL CORPORATION from May 2008 to October 2010, IFMG SECURITIES, INC. from March 2008 to May 2008, and IFMG SECURITIES, INC. from August 2006 to January 2008. John has a Series 6, Series 7, Series 63 and Series 65 license. John's areas of expertise include financial planning, portfolio management for individuals and selection of other advisers.

Firm Information

John Saia is currently registered with Citizens Securities, Inc.. Citizens Securities, Inc. is a corporation headquartered in Johnston, Rhode Island, and was formed on September 21, 1995. The firm manages approximately $1 billion to $10 billion in assets and provides financial planning, portfolio management for individuals and selection of other advisors. They also participate in a wrap fee program. The firm has regulatory assets under management of $9.19 billion in 53,044 accounts. Citizens Securities is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.
Citizens Securities, Inc.

ONE CITIZENS BANK WAY

JOHNSTON, RI 02043

$9.19B

Assets Under Management

53,044

Total Clients

788

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

check

participate in wrap fee program

Participate in wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

John Saia’s Registration & Firm History

PA

01/04/2021 - Present

Citizens Securities, Inc. (LANCASTER PA)

PA

11/15/2010 - 06/28/2011

LPL FINANCIAL LLC (LANCASTER PA)

PA

05/27/2008 - 10/05/2010

LPL FINANCIAL CORPORATION (QUARRYVILLE PA)

PA

03/19/2008 - 05/27/2008

IFMG SECURITIES, INC. (ELIZABETHTOWN PA)

PA

08/04/2006 - 01/03/2008

IFMG SECURITIES, INC. (LITITZ PA)

WI

03/14/2003 - 03/25/2003

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)

Not sure if John Anthony Saia is right for you?

Licenses & Designations

IA

Issued 11/01/2011

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/21/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/06/2011

Series 7 - General Securities Representative Examination

BC

Issued 08/03/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for John Anthony Saia. Review regulatory record here.
Not sure if John Anthony Saia is right for you?