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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Anthony Ruggiero is a financial advisor with LPL Financial LLC based in Oak Brook, IL. John has over 30 years of experience in the financial services industry. John holds the Series 6, 7, 24, and 63 licenses and the SIE designation. John previously worked at Sagepoint Financial, Inc. and has a strong background in providing investment and financial planning services to individuals and families. John also provides consulting and other non-discretionary advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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IL
06/09/2020 - Present
LPL Financial LLC (OAK BROOK IL)
IL
01/07/2011 - 06/10/2020
SAGEPOINT FINANCIAL, INC. (OAK BROOK IL)
IL
11/28/2006 - 12/16/2010
VALMARK SECURITIES, INC. (CHICAGO IL)
IL
12/05/2002 - 11/01/2006
USI SECURITIES, INC. (CHICAGO IL)
NY
01/02/1998 - 12/05/2002
CADARET, GRANT & CO., INC. (SYRACUSE NY)
NY
01/16/1997 - 01/02/1998
AIG EQUITY SALES CORP. (NEW YORK NY)
PA
02/05/1992 - 01/22/1997
HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)
NA
11/27/1990 - 01/31/1992
MONARCH SECURITIES, INC.
NY
06/27/1990 - 09/25/1990
MONY SECURITIES CORP. (NEW YORK NY)
NY
06/27/1990 - 09/25/1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK (NEW YORK NY)
NA
04/22/1986 - 01/18/1990
MONARCH SECURITIES, INC.
BC
Issued 08/06/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/22/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/1995
Series 7 - General Securities Representative Examination
BC
Issued 04/21/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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