Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Anthony Rose is a financial professional with over 20 years of experience in the industry. John Anthony Rose is currently registered with Fidelity Brokerage Services LLC and is licensed to provide securities services in all 50 states. John Anthony Rose is also a registered principal and holds the Series 7, 9, 10, 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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KY
10/10/2014 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
KY
11/13/1998 - 11/26/2012
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
BC
Issued 11/19/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/16/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/24/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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