Unclaimed
John Anthony Pizzoferrato is a financial advisor currently registered with Cetera Investment Advisers LLC. John has been in the financial services industry since July 1999 and has a wide range of experience working with individuals, businesses, and retirement plans. John is a registered representative and investment advisor representative in several states and holds the Series 7, Series 63, Series 65, and SIE licenses. In addition to his work with Cetera, John is a CPA and is involved in a variety of other business ventures.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IL
11/12/2020 - Present
Cetera Investment Advisers LLC (LOMBARD IL)
IL
10/24/2012 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (LOMBARD IL)
IL
07/29/1999 - 10/24/2012
OGILVIE SECURITY ADVISORS CORPORATION (LOMBARD IL)
IA
Issued 03/06/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/13/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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