Unclaimed
John Anthony Pepe is a financial professional with over 28 years of experience in the securities industry. John is currently registered with CF Secured, LLC and Cantor Fitzgerald & Co. in Jacksonville, FL. John has a broad range of experience in the financial services industry, including roles at ICAP Electronic Broking LLC, ICAP Securities USA LLC, ICAP Corporates LLC, Investec Ernst & Company, The Investment Center, Inc., Heartland Securities Corp., Ernst & Company, First Metropolitan Securities, Inc., Sovereign Equity Management Corp., National Discount Brokers, Americorp Securities, Inc., Berkeley Securities Corporation, and Kidder, Peabody & Co. Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
04/20/2023 - Present
CF Secured, LLC (Jacksonville FL)
NJ
11/16/2011 - 10/02/2014
ICAP ELECTRONIC BROKING LLC (JERSEY CITY NJ)
NJ
11/16/2011 - 10/02/2014
ICAP SECURITIES USA LLC (JERSEY CITY NJ)
NY
06/11/2001 - 10/02/2014
ICAP CORPORATES LLC (NEW YORK NY)
NY
10/21/1999 - 06/11/2001
INVESTEC ERNST & COMPANY (NEW YORK NY)
NJ
09/23/1999 - 11/15/1999
THE INVESTMENT CENTER, INC. (BEDMINSTER NJ)
NJ
11/23/1998 - 09/07/1999
HEARTLAND SECURITIES CORP. (EDISON NJ)
NY
02/14/1998 - 11/17/1998
ERNST & COMPANY (NEW YORK NY)
NY
09/27/1996 - 02/06/1998
FIRST METROPOLITAN SECURITIES, INC. (NEW YORK NY)
FL
02/01/1996 - 09/25/1996
SOVEREIGN EQUITY MANAGEMENT CORP. (DEERFIELD BEACH FL)
NE
08/08/1995 - 02/09/1996
NATIONAL DISCOUNT BROKERS (OMAHA NE)
NY
11/15/1994 - 06/27/1995
AMERICORP SECURITIES, INC. (NEW YORK NY)
NY
10/10/1994 - 11/16/1994
BERKELEY SECURITIES CORPORATION (NEW YORK NY)
NY
10/10/1994 - 10/19/1994
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
BC
Issued 10/26/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/28/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/11/2001
Series 25 - NYSE Trading Assistant Examination
BC
Issued 10/08/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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