Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Anthony Pegues is a registered representative with Momentum Independent Network Inc., where he has been employed since October 6, 2017. John has been in the financial services industry since July 11, 1998, and has a broad range of experience. In addition to his role at Momentum Independent Network Inc., John has also held positions at other firms including Investment Centers of America, Inc., Investment Professionals, Inc., Regal Securities, Inc., Samco Financial Services, Inc., Service Asset Management Company and SWS Financial Services. John holds the Series 7, Series 63 and Series 66 securities licenses, as well as the SIE license. John is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
TX
10/06/2017 - Present
Momentum Independent Network Inc. (Alba TX)
TX
03/31/2010 - 10/06/2017
INVESTMENT CENTERS OF AMERICA, INC. (MINEOLA TX)
TX
05/14/2007 - 04/07/2010
INVESTMENT PROFESSIONALS, INC. (MINEOLA TX)
IL
01/03/2007 - 06/07/2007
REGAL SECURITIES, INC. (GLENVIEW IL)
TX
07/24/2001 - 12/31/2006
SAMCO FINANCIAL SERVICES, INC. (MINEOLA TX)
TX
01/02/2001 - 08/07/2001
SERVICE ASSET MANAGEMENT COMPANY (AUSTIN TX)
TX
07/09/1998 - 12/31/2000
SWS FINANCIAL SERVICES (DALLAS TX)
BOTH
Issued 01/12/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/31/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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