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John Anthony Pavese

NEW York Life Investment Management LLC

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About John Anthony Pavese

John Anthony Pavese is an investment advisor representative at New York Life Investment Management LLC. John has been in the industry for over 23 years. John previously worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, UBS FINANCIAL SERVICES INC., FUNDS DISTRIBUTOR, INC. and PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC. John has a Series 7 and SIE license. John is currently registered with FINRA and the state of New Jersey.

Firm Information

John Pavese is currently registered with NEW York Life Investment Management LLC. NEW York Life Investment Management LLC is an investment advisor based in NEW YORK, NY. It is a registered investment advisor with the SEC and has a total of 1123 accounts under management. The firm provides portfolio management services for individuals, businesses, investment companies, and pooled investment vehicles. Its assets under management are approximately $109,067,423,343. The firm participates in wrap fee programs.
NEW York Life Investment Management LLC

51 MADISON AVENUE

NEW YORK, NY 10010

$109.07B

Assets Under Management

Not reported

Total Clients

81

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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John Pavese’s Registration & Firm History

NY

10/07/2020 - Present

NEW York Life Investment Management LLC (NEW YORK NY)

NJ

01/05/2006 - 08/24/2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)

NJ

04/21/1998 - 10/06/2005

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

ME

11/21/1997 - 04/16/1998

FUNDS DISTRIBUTOR, INC. (PORTLAND ME)

NJ

07/24/1997 - 10/17/1997

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/22/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Anthony Pavese.
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