Unclaimed
John Anthony Murphy is a registered representative at Cleveland Research Co. LLC in CLEVELAND, OH. John is also licensed in Ohio. John was previously registered with HANTZ FINANCIAL SERVICES, INC. in Willoughby, OH. John has a total of 5 exams. John passed the Uniform Combined State Law Examination (Series 66), the Research Analyst Exam - Part II Regulations Module (Series 87), the Research Analyst Exam - Part I Analysis Module (Series 86), the General Securities Representative Examination (Series 7TO) and the Securities Industry Essentials Examination (SIE). John holds a Series 66 registration in Ohio.
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2
OH
09/07/2021 - Present
Cleveland Research Co. LLC (CLEVELAND OH)
OH
06/05/2020 - 09/08/2021
HANTZ FINANCIAL SERVICES, INC. (WILLOUGHBY OH)
BOTH
Issued 10/06/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/22/2021
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 12/03/2021
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 06/05/2020
Series 7TO - General Securities Representative Examination
BC
Issued 07/25/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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