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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Anthony Muller is an investment advisor representative with Morgan Stanley. John Anthony Muller has been in the securities industry since December 1997. John Anthony Muller is registered with the state securities regulators of 21 states. John Anthony Muller has passed the Series 7, Series 31, Series 63 and Series 65 examinations. John Anthony Muller also holds the SIE exam designation. John Anthony Muller's previous employer was UBS Financial Services Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
MA
04/12/2019 - Present
Morgan Stanley (Wellesley MA)
NY
11/21/2008 - 04/23/2019
UBS FINANCIAL SERVICES INC. (WHITE PLAINS NY)
NY
04/02/2007 - 12/01/2008
MORGAN STANLEY & CO. INCORPORATED (PURCHASE NY)
NY
02/22/2000 - 04/02/2007
MORGAN STANLEY DW INC. (WHITE PLAINS NY)
NJ
12/05/1997 - 02/23/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 08/09/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/14/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 12/04/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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