Unclaimed
John Maggiacomo has been in the financial industry since 1996. John Anthony Maggiacomo is currently registered with Cambridge Investment Research Advisors, Inc. in Andover, MA, and has previously been employed with Woodbury Financial Services, Inc., Mutual Service Corporation, and CDC IXIS Asset Management Distributors, L.P.. John Anthony Maggiacomo is licensed in 38 states and holds the Series 6, 7, 24, 26, 63, 65, 99, and SIE licenses. John Anthony Maggiacomo specializes in providing financial planning, pension consulting, educational seminars, market timing services, and portfolio management for individuals and businesses. John Anthony Maggiacomo's primary affiliation is with Cambridge Investment Research Advisors, Inc., a firm with 3,068 licensed agents, 3,312 investment advisor representatives, 3,178 registered representatives, and 3,274 employees performing investment advisory functions. Cambridge Investment Research Advisors, Inc. manages approximately $87,368,733,496 in assets for 448,526 clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
MA
04/26/2023 - Present
Cambridge Investment Research Advisors, Inc. (Andover MA)
MA
06/16/2003 - 12/11/2009
WOODBURY FINANCIAL SERVICES, INC. (READING MA)
MA
07/31/2002 - 06/16/2003
MUTUAL SERVICE CORPORATION (BOSTON MA)
MA
10/18/1995 - 11/12/2001
CDC IXIS ASSET MANAGEMENT DISTRIBUTORS, L.P. (BOSTON MA)
IA
Issued 10/28/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/05/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/07/2004
Series 24 - General Securities Principal Examination
BC
Issued 05/24/1996
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/1996
Series 7 - General Securities Representative Examination
BC
Issued 10/17/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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