Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Anthony Lombardi is a financial professional with over 20 years of experience in the securities industry. John is currently registered with Redi Global Technologies LLC. John holds a number of licenses and registrations including Series 3, 4, 7, 9, 10, 24, 55, and 63. John began their career in 1994 at Chatfield Dean & Co., Inc. and has worked at various firms including Goldman, Sachs & Co. and Goldman Sachs Execution & Clearing, L.P. John is a dedicated professional committed to providing exceptional service and achieving clients' financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/27/2015 - Present
Redi Global Technologies LLC (NEW YORK NY)
NJ
05/08/1997 - 12/31/2008
GOLDMAN SACHS EXECUTION & CLEARING, L.P. (JERSEY CITY NJ)
NY
10/04/2006 - 03/26/2007
GOLDMAN, SACHS & CO. (NEW YORK NY)
CA
03/31/1995 - 04/22/1997
PACIFIC BROKERAGE SERVICES, INC. (LOS ANGELES CA)
CO
08/22/1994 - 09/13/1994
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
BC
Issued 08/23/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/15/2004
Series 4 - Registered Options Principal Examination
BC
Issued 10/31/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/03/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/16/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/2015
Series 7 - General Securities Representative Examination
BC
Issued 05/25/2004
Series 3 - National Commodity Futures Examination
BC
Issued 01/19/1999
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
F
FINRA
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