Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Anthony Lisica is a financial advisor with over 20 years of experience in the industry. John Anthony Lisica currently works with D.A. Davidson & Co. Prior to this, John Anthony Lisica was a financial advisor at M&T Securities, Inc., Scott & Stringfellow, LLC, BANC OF AMERICA SECURITIES LLC, and Raymond James & Associates, Inc. John Anthony Lisica is registered with the Financial Industry Regulatory Authority (FINRA) and holds a Series 7, Series 52, Series 53, Series 63, and SIE license. John Anthony Lisica is also registered as a securities agent in Connecticut, District of Columbia, Maryland, Massachusetts, New Hampshire, New Jersey, New York, Pennsylvania, and Vermont.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
09/28/2020 - Present
D.a. Davidson & Co. (NEW YORK NY)
NY
05/03/2012 - 09/21/2020
M&T SECURITIES, INC. (New York NY)
NY
05/05/2006 - 05/04/2012
SCOTT & STRINGFELLOW, LLC (NEW YORK NY)
NY
12/02/2002 - 11/03/2005
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
FL
06/26/2000 - 07/24/2002
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
BC
Issued 03/22/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/08/1999
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/2000
Series 7 - General Securities Representative Examination
BC
Issued 11/01/1994
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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