Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Gutfranski is an investment advisor representative who has been in the financial industry since 1995. John is a Certified Financial Planner and currently holds registration with Cetera Investment Advisers LLC. John previously worked with VOYA FINANCIAL ADVISORS, INC., CETERA ADVISOR NETWORKS LLC, STANFORD GROUP COMPANY, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, BANC ONE SECURITIES CORPORATION, FINANCIAL NETWORK INVESTMENT CORPORATION, METLIFE SECURITIES INC., and METROPOLITAN LIFE INSURANCE COMPANY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
06/29/2023 - Present
Cetera Investment Advisers LLC (HOUSTON TX)
TX
01/02/2015 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (HOUSTON TX)
TX
04/09/2009 - 01/09/2015
CETERA ADVISOR NETWORKS LLC (KATY TX)
TX
11/13/2008 - 03/25/2009
STANFORD GROUP COMPANY (HOUSTON TX)
TX
03/20/2003 - 11/17/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HOUSTON TX)
IL
02/06/1997 - 03/24/2003
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
CA
03/23/1993 - 06/03/1994
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
MA
10/19/1992 - 03/09/1993
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
10/19/1992 - 03/09/1993
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BOTH
Issued 8/22/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 1/15/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/20/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 6/21/2000
Series 7 - General Securities Representative Examination
BC
Issued 1/15/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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