Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Anthony Gray is a financial professional with over 20 years of experience in the industry. John is currently registered with National Financial Services LLC, where they have been employed since September 2, 2022. Prior to that, John worked at Santander Securities LLC, Fidelity Brokerage Services LLC, and National Financial Services LLC. They are licensed to sell securities in the United States. John holds the Series 7, Series 63, Series 66, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
09/02/2022 - Present
National Financial Services LLC (SMITHFIELD RI)
MA
01/05/2018 - 01/25/2022
SANTANDER SECURITIES LLC (Whitinsville MA)
RI
05/08/2014 - 12/08/2017
FIDELITY BROKERAGE SERVICES LLC (PROVIDENCE RI)
RI
06/05/2012 - 01/29/2014
NATIONAL FINANCIAL SERVICES LLC (SMITHFIELD RI)
RI
08/28/2007 - 03/28/2012
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
MA
03/20/2006 - 07/26/2007
NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)
RI
08/26/1998 - 03/20/2006
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BOTH
Issued 02/27/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/22/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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