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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Anthony Gibbons is an investment advisor representative with Swanson River Capital Management LLC. John Anthony Gibbons has been in the industry since 1994. John Anthony Gibbons is registered in Connecticut and previously worked at TCW Funds Distributors, Merrill Lynch, Pierce, Fenner & Smith Incorporated and Bear, Stearns & Co. Inc. Swanson River Capital Management LLC specializes in portfolio management for pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
CT
12/14/2012 - Present
Swanson River Capital Management LLC (GREENWICH CT)
CA
11/06/2000 - 06/30/2011
TCW FUNDS DISTRIBUTORS (LOS ANGELES CA)
NY
01/17/1997 - 01/12/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
04/08/1994 - 10/29/1996
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BOTH
Issued 12/12/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/07/1994
Series 7 - General Securities Representative Examination
Active
Inactive
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