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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Anthony Flasco is a financial advisor who has been in the industry since July 2, 1996. John is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in Coral Gables, FL, and has been with the firm since September 1996. John has also worked with Bank of America NA in Coral Gables, FL since February 2011. Previously, John worked with GOLDMAN, SACHS & CO. in New York, NY from April 1989 to August 1989. John holds several securities licenses including Series 7, Series 3, Series 2, Series 63, and Series 65. John has a state exam count of 2, a product exam count of 4, and a principal exam count of 0. John is currently registered as a Registered Representative in 19 states including California, Florida, Texas, Arizona, Colorado, Delaware, Georgia, Maryland, Montana, Nevada, New Jersey, New York, Ohio, South Carolina, South Dakota, Wisconsin, and Massachusetts. John is also registered as an Investment Advisor Representative in California, Florida, and Texas. John has a total of 19 approved state registrations and 7 approved SRO registrations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
11/15/1999 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CORAL GABLES FL)
NY
04/18/1989 - 08/21/1989
GOLDMAN, SACHS & CO. (NEW YORK NY)
IA
Issued 12/13/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/12/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/1996
Series 7 - General Securities Representative Examination
BC
Issued 07/08/1992
Series 2 - Non-Member General Securities Examination
BC
Issued 05/15/1989
Series 3 - National Commodity Futures Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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