Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Anthony Fanning is a financial professional with over 3 years of experience in the industry. John is currently registered with iCapital Markets LLC and is licensed to sell securities in New York. John holds the Series 63, 7TO, and SIE licenses and has previously worked for Simon Markets LLC and Fordham Financial Management, Inc.. John is an active member of the financial community and is committed to providing his clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
11/30/2023 - Present
Icapital Markets LLC (NEW YORK NY)
NY
08/25/2021 - 11/30/2023
SIMON MARKETS LLC (NEW YORK NY)
NY
10/05/2020 - 07/06/2021
FORDHAM FINANCIAL MANAGEMENT, INC. (NEW YORK NY)
BC
Issued 10/30/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/05/2020
Series 7TO - General Securities Representative Examination
BC
Issued 08/26/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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