Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Anthony Dispigno is a financial professional with over 25 years of experience in the financial services industry. Currently registered with VP Distributors LLC, John has a diverse background, having previously held positions at ALPS Distributors, Inc., Legg Mason Investor Services, LLC, Citigroup Global Markets Inc., and New England Securities. John holds the Series 7, 63, and 65 securities licenses and the SIE exam, demonstrating a comprehensive understanding of the financial markets. John is currently licensed in Connecticut and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/11/2022 - Present
VP Distributors LLC (NEW YORK NY)
NY
09/10/2007 - 04/08/2022
ALPS DISTRIBUTORS, INC. (NEW YORK NY)
CA
12/01/2005 - 04/07/2006
LEGG MASON INVESTOR SERVICES, LLC (SAN MATEO CA)
NY
05/12/1998 - 12/01/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
05/17/1996 - 03/19/1997
NEW ENGLAND SECURITIES (NEW YORK NY)
NA
07/13/1993 - 07/13/1994
CAMELOT INVESTMENT CORP.
IA
Issued 10/13/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/16/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/12/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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