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John Anthony Denuzzo

DWS Distributors, Inc.

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About John Anthony Denuzzo

John Anthony Denuzzo is a financial advisor with over 25 years of experience in the industry. John is currently registered with DWS Distributors, Inc. in New York, NY and holds Series 6, 7 and 63 licenses as well as the SIE. John previously worked for AMBAC SECURITIES, INC and THE DREYFUS SERVICE CORPORATION.

Firm Information

John Denuzzo is currently registered with DWS Distributors, Inc.. DWS Distributors, Inc. is a corporation formed in September 1994 and is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 5 regulatory events and 1 arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

51

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Denuzzo’s Registration & Firm History

NY

09/05/2012 - Present

DWS Distributors, Inc. (NEW YORK NY)

CT

08/11/1998 - 02/19/2004

AMBAC SECURITIES, INC (GREENWICH CT)

NY

03/22/1988 - 12/31/1997

THE DREYFUS SERVICE CORPORATION (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/28/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/04/2012

Series 7 - General Securities Representative Examination

BC

Issued 03/21/1988

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Anthony Denuzzo.
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