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John Anthony Cappellari

Truist Securities, Inc.

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About John Anthony Cappellari

John Anthony Cappellari is a financial professional with over 20 years of experience in the industry. John is currently registered with Truist Securities, Inc. John has worked in various roles in the industry with firms such as Brooks, Houghton Securities, Inc. and Deutsche Bank Securities Inc. John has a broad range of experience in the financial services industry. John is licensed to sell securities in all 50 states, the District of Columbia, and Puerto Rico.

Firm Information

John Cappellari is currently registered with Truist Securities, Inc.. Truist Securities, Inc. is a Corporation formed in July 1972. The firm is registered with the SEC and in all 50 states, as well as in the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

309

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Cappellari’s Registration & Firm History

GA

04/21/2010 - Present

Truist Securities, Inc. (ATLANTA GA)

CT

03/25/2003 - 09/21/2004

BROOKS, HOUGHTON SECURITIES, INC. (STAMFORD CT)

NY

09/25/2001 - 02/19/2003

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/19/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/21/2015

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/20/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for John Anthony Cappellari.
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