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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Calderon is a financial advisor at UBS Financial Services Inc. John has been a registered representative since 1997. John has experience in various financial services, including investment company products, variable contracts, futures managed funds, and general securities. John has also been a registered Investment Advisor since 2002. John holds the Series 6, 7, 31 and 65 licenses. John has over 25 years of experience in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
07/23/2024 - Present
UBS Financial Services Inc. (SAN FRANCISCO CA)
CA
01/20/2009 - 10/16/2023
UBS FINANCIAL SERVICES INC. (SAN FRANCISCO CA)
CA
07/24/2003 - 02/06/2009
CREDIT SUISSE SECURITIES (USA) LLC (SAN FRANCISCO CA)
NY
05/03/2002 - 06/02/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
02/01/2000 - 04/18/2002
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
CA
06/07/1999 - 02/01/2000
HAMBRECHT & QUIST LLC (SAN FRANCISCO CA)
NY
11/11/1997 - 02/11/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
02/24/1997 - 08/29/1997
BARCLAYS GLOBAL INVESTORS SERVICES (NEW YORK NY)
IA
Issued 07/24/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/11/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/12/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 08/11/1999
Series 7 - General Securities Representative Examination
BC
Issued 02/22/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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