Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Anthony Brown is a registered representative with Wells Fargo Clearing Services, LLC, a broker-dealer, and also an investment adviser representative with Wells Fargo Advisors Financial Network, LLC, an investment adviser. John Anthony Brown is licensed in Alabama and Texas. John Anthony Brown is associated with the firm's Birmingham, Alabama office, and provides investment advice to individuals, families, and businesses. Prior to joining Wells Fargo, John Anthony Brown was a financial advisor with PNC Investments, BBVA Securities Inc., and BB&T Investment Services, Inc. John Anthony Brown has over 15 years of experience in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AL
10/14/2021 - Present
Wells Fargo Clearing Services, LLC (BIRMINGHAM AL)
AL
08/16/2021 - 10/19/2021
PNC INVESTMENTS (DOTHAN AL)
AL
07/08/2013 - 08/16/2021
BBVA SECURITIES INC. (DOTHAN AL)
FL
07/15/2010 - 06/24/2013
BB&T INVESTMENT SERVICES, INC. (DESTIN FL)
AL
04/30/2008 - 07/09/2010
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (DOTHAN AL)
BOTH
Issued 07/02/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/29/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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