Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Anthony Bergamini is a financial professional with over 30 years of experience in the industry. John Anthony Bergamini is currently registered with Mariner Group Capital Markets, LLC and has been associated with this firm since April 6, 2006. John Anthony Bergamini holds a variety of licenses and certifications, including Series 3, 7, 24, 63, 65, SIE and 79TO. John Anthony Bergamini has held previous roles with firms including ING Furman Selz Financial Services LLC, ING Funds Distributor, Inc., Goldman, Sachs & Co., Dean Witter Reynolds Inc., CitiCorp Securities Markets, Inc., and Shearson Lehman Brothers Inc. John Anthony Bergamini is licensed to provide securities and investment advice in multiple states across the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/06/2006 - Present
Mariner Group Capital Markets, LLC (HARRISON NY)
NY
03/09/2000 - 01/10/2003
ING FURMAN SELZ FINANCIAL SERVICES LLC (NEW YORK NY)
DE
08/03/2000 - 11/29/2000
ING FUNDS DISTRIBUTOR, INC. (WILMINGTON DE)
NY
02/10/1998 - 02/22/2000
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
01/24/1994 - 02/18/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
10/08/1987 - 12/31/1990
CITICORP SECURITIES MARKETS, INC. (NEW YORK NY)
NA
07/23/1986 - 04/09/1987
SHEARSON LEHMAN BROTHERS INC.
BC
Issued 07/10/2007
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/13/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/10/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/1994
Series 7 - General Securities Representative Examination
BC
Issued 10/08/1987
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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