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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Battista is a financial advisor with Janney Montgomery Scott LLC, a firm with over 100 years of experience in the industry. John has been a registered representative since 1973 and has a long history of experience in the industry. John has a wide range of certifications, including Series 7, 63, and 65 licenses, as well as the Certified Financial Planner designation. John is dedicated to providing personalized financial advice and guidance to his clients, and he is committed to helping them achieve their financial goals. John is currently registered to provide investment advisory services in Florida, Pennsylvania, and Texas. John has a strong track record of success, and he is committed to providing his clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
PA
08/24/2023 - Present
Janney Montgomery Scott LLC (RADNOR PA)
PA
02/17/2012 - 08/29/2023
WELLS FARGO CLEARING SERVICES, LLC (WAYNE PA)
PA
04/01/1981 - 02/21/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MEDIA PA)
NA
04/25/1978 - 04/01/1981
W. H. NEWBOLD'S SONS & CO., INC.
NA
09/04/1973 - 06/09/1977
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
IA
Issued 07/27/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/22/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/1978
PC - AMEX Put and Call Exam
BC
Issued 08/29/1973
Series 1 - Registered Representative Examination
BC
Issued 08/10/1973
Series 000 - General Securities Principal Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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