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John Anthony Baldo

Cantor Fitzgerald & Co.

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About John Anthony Baldo

John Anthony Baldo is a financial professional with over 35 years of experience in the securities industry. John has worked for several prominent firms, including UBS Securities LLC, PaineWebber Incorporated, and Merrill Lynch. Currently, John is a registered representative for Cantor Fitzgerald & Co., a leading global financial services firm. John's expertise spans a broad range of financial products and services, as evidenced by his licenses and qualifications.

Firm Information

John Baldo is currently registered with Cantor Fitzgerald & Co.. Cantor Fitzgerald & Co. is a partnership formed on September 25, 1992, with a presence in 52 states and the District of Columbia, as well as federal SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

291

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Baldo’s Registration & Firm History

NY

01/05/2009 - Present

Cantor Fitzgerald & Co. (NEW YORK NY)

NY

12/01/2000 - 01/14/2009

UBS SECURITIES LLC (NEW YORK NY)

NJ

07/31/1991 - 12/01/2000

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

NY

08/18/1987 - 07/17/1991

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/20/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 06/27/1997

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 03/02/1994

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/15/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for John Anthony Baldo.
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