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John Anthony Andretta

Mizuho Securities USA LLC

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About John Anthony Andretta

John Anthony Andretta is a financial professional with over 30 years of experience in the securities industry. John is currently registered with Mizuho Securities USA LLC and holds a variety of licenses and certifications including Series 3, 7, 55, 57TO, 63, 99TO, and SIE. John has previously held positions at National Banc Financial Inc., Dresdner Kleinwort Securities LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. John has a deep understanding of the financial markets and is committed to providing clients with personalized investment advice.

Firm Information

John Andretta is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Andretta’s Registration & Firm History

NY

03/04/2010 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

03/01/2007 - 03/10/2008

NATIONAL BANC FINANCIAL INC. (NEW YORK NY)

NY

04/10/2003 - 12/18/2006

DRESDNER KLEINWORT SECURITIES LLC (NEW YORK NY)

NY

06/02/1989 - 03/21/2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/10/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/01/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 06/08/1994

Series 3 - National Commodity Futures Examination

BC

Issued 11/19/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for John Anthony Andretta.
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