Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Andrew Tarpey is a securities professional with over 30 years of experience in the financial services industry. John currently works at Academy Securities, Inc. Previously, John worked for MarketAxess Corporation, FTN Financial Securities Corp, Barclays Capital Inc., Lehman Brothers Inc., Lehman Government Securities Inc. and Lehman Special Securities Inc. John holds the Series 63, Series 7 and SIE licenses and is currently registered in New York and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/10/2024 - Present
Academy Securities, Inc. (NEW YORK NY)
NY
06/05/2019 - 11/14/2023
MARKETAXESS CORPORATION (NEW YORK NY)
TX
11/24/2008 - 05/15/2019
FTN FINANCIAL SECURITIES CORP (AUSTIN TX)
CA
09/22/2008 - 11/20/2008
BARCLAYS CAPITAL INC. (SAN FRANCISCO CA)
CA
11/17/1989 - 09/22/2008
LEHMAN BROTHERS INC. (SAN FRANCISCO CA)
NA
11/17/1989 - 10/23/1995
LEHMAN GOVERNMENT SECURITIES INC.
NA
11/17/1989 - 07/18/1994
LEHMAN SPECIAL SECURITIES INC.
BC
Issued 05/16/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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