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John Andrew Simon

Fnex Capital, LLC

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About John Andrew Simon

John Andrew Simon is a securities professional with over 10 years of experience in the financial industry. John has a strong background in investment banking, having held a previous position at Growth Capital Services, Inc., where John worked from September 2011 to January 2022. John is currently registered with Fnex Capital, LLC and holds Series 63, Series 79, Series 24, and SIE licenses. John is registered in Maryland.

Firm Information

John Simon is currently registered with Fnex Capital, LLC. Fnex Capital, LLC is a Limited Liability Company formed in June 2012. It is registered in all 50 states and the District of Columbia and has received SEC registration approval.

Not reported

Assets Under Management

Not reported

Total Clients

87

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Simon’s Registration & Firm History

IN

03/04/2022 - Present

Fnex Capital, LLC (INDIANAPOLIS IN)

MD

09/14/2011 - 01/31/2022

GROWTH CAPITAL SERVICES, INC. (BETHESDA MD)

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Licenses & Designations

BC

Issued 08/31/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/27/2018

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/12/2011

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Andrew Simon.
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