Unclaimed
John Andrew Simon is a securities professional with over 10 years of experience in the financial industry. John has a strong background in investment banking, having held a previous position at Growth Capital Services, Inc., where John worked from September 2011 to January 2022. John is currently registered with Fnex Capital, LLC and holds Series 63, Series 79, Series 24, and SIE licenses. John is registered in Maryland.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IN
03/04/2022 - Present
Fnex Capital, LLC (INDIANAPOLIS IN)
MD
09/14/2011 - 01/31/2022
GROWTH CAPITAL SERVICES, INC. (BETHESDA MD)
BC
Issued 08/31/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/27/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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