Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Sherwood is a financial professional with over 12 years of experience in the industry. Currently, John is a Registered Representative with Frontier Solutions, LLC, where he is helping clients achieve their financial goals. Previously, John was with HEXAGON CAPITAL ALLIANCE LLC, K CAPITAL LLC and MCGLADREY CAPITAL MARKETS, LLC. John holds the Series 7, Series 63, Series 79TO and SIE licenses. John is licensed in California, Oregon and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
10/25/2021 - Present
Frontier Solutions, LLC (Corona del Mar CA)
CA
10/28/2019 - 09/14/2021
HEXAGON CAPITAL ALLIANCE LLC (NEWPORT BEACH CA)
NY
08/23/2012 - 10/04/2019
K CAPITAL LLC (NEW YORK NY)
CA
07/30/2008 - 05/13/2011
MCGLADREY CAPITAL MARKETS, LLC (COSTA MESA CA)
BC
Issued 09/03/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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