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John Andrew Sanfilippo

Charles Schwab & CO., Inc.

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About John Andrew Sanfilippo

John Andrew Sanfilippo is a financial advisor currently registered with Charles Schwab & CO., Inc. John has been in the industry since 1999 and holds several licenses including Series 7, 31, and 66. John has previously worked at DOMINICK & DOMINICK LLC and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. John is currently licensed to provide financial advice in 31 states and territories including Texas, New York, and California. John's previous employers include DOMINICK & DOMINICK LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. John has a strong background in securities and investment advisory services, and is committed to providing his clients with the highest level of professional service.

Firm Information

John Sanfilippo is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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John Sanfilippo’s Registration & Firm History

NY

01/04/2019 - Present

Charles Schwab & CO., Inc. (Scarsdale NY)

NY

10/07/2005 - 01/14/2008

DOMINICK & DOMINICK LLC (NEW YORK NY)

NY

07/20/1999 - 10/12/2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 08/20/1999

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/31/2005

Series 31 - Futures Managed Funds Examination

BC

Issued 07/13/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for John Andrew Sanfilippo.
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