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John Andrew Raftery

Mountainside Securities LLC

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About John Andrew Raftery

John Raftery is a financial professional with over 40 years of experience in the industry. John is currently registered with Mountainside Securities LLC in Summit, New Jersey. John's previous experience includes roles with Emmet & Co., Inc., Ramirez, Asch-Dwyer Municipal Securities, L.P., Douglas James Securities, Inc., Clayton Brown & Associates, Inc., Gruntal & Co. Incorporated, Shearson Lehman Brothers Inc., Bevill, Bresler & Schulman Incorporated and Hanauer, Stern & Company, Incorporated.

Firm Information

John Raftery is currently registered with Mountainside Securities LLC. Mountainside Securities LLC is a Limited Liability Company formed on June 7, 2018. The firm is registered with the SEC and in 29 states.

Not reported

Assets Under Management

Not reported

Total Clients

8

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Raftery’s Registration & Firm History

NJ

04/30/2024 - Present

Mountainside Securities LLC (Summit NJ)

NJ

05/03/2001 - 04/29/2024

EMMET & CO, INC. (FAR HILLS NJ)

NY

03/09/1993 - 05/01/2001

RAMIREZ (NEW YORK NY)

NJ

08/03/1989 - 03/08/1993

ASCH-DWYER MUNICIPAL SECURITIES, L.P. (PEAPACK NJ)

FL

01/02/1992 - 12/22/1992

DOUGLAS JAMES SECURITIES, INC. (POMPANO BEACH FL)

IL

09/02/1988 - 07/13/1989

CLAYTON BROWN & ASSOCIATES, INC. (CHICAGO IL)

NA

01/20/1988 - 08/10/1988

GRUNTAL & CO. INCORPORATED

NA

08/22/1984 - 12/16/1987

SHEARSON LEHMAN BROTHERS INC.

NA

07/18/1983 - 08/31/1984

BEVILL, BRESLER & SCHULMAN INCORPORATED

NA

04/27/1982 - 07/19/1983

HANAUER, STERN & COMPANY,INCORPORATED

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Licenses & Designations

BC

Issued 07/13/1982

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/08/2006

Series 53 - Municipal Securities Principal Examination

BC

Issued 04/30/2024

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/20/1982

Series 7 - General Securities Representative Examination

BC

Issued 04/26/1982

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Andrew Raftery.
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