Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Andrew Nelson-henry is a financial advisor in SUMMIT, NJ with over 23 years of experience in the financial services industry. John has a Series 63, 65, and 7 licenses. Currently, John is registered with Wells Fargo Clearing Services, LLC, and has been with them since 2016. Previously, John was employed by BANC OF AMERICA INVESTMENT SERVICES, INC. and CHASE INVESTMENT SERVICES CORP. John is registered in 16 states including Colorado, Connecticut, Florida, Georgia, Massachusetts, Missouri, New Jersey, New York, North Carolina, Pennsylvania, Texas, Virginia and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
01/23/2013 - Present
Wells Fargo Clearing Services, LLC (PARAMUS NJ)
FL
12/05/2005 - 01/30/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (TAMPA FL)
IL
06/07/2004 - 12/06/2005
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
NJ
11/23/1998 - 06/10/2004
PRUCO SECURITIES, LLC. (NEWARK NJ)
NY
08/27/1998 - 09/23/1998
FIRST PROVIDENCE FINANCIAL GROUP, INC. (PORT WASHINGTON NY)
NA
08/04/1998 - 08/11/1998
WALSH MANNING SECURITIES, LLC
IA
Issued 05/29/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/28/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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