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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Andrew Nabergall II is an advisor who has been in the financial services industry since September 27, 1988. John Andrew Nabergall II is currently registered with Osaic Wealth, Inc. and has been with the firm since November 3, 2023. Before that, John Andrew Nabergall II was with FSC Securities Corporation from May 3, 2021 to November 3, 2023. John Andrew Nabergall II's previous registrations include Ameriprise Financial Services, LLC, B. RILEY WEALTH MANAGEMENT, MORGAN STANLEY DW INC., METLIFE SECURITIES INC., and UR FINANCIAL, INC. John Andrew Nabergall II has passed a number of exams including Series 6, 7, 22, 31, 63 and 65. John Andrew Nabergall II holds registrations in Florida, North Dakota and Texas. John Andrew Nabergall II has experience with clients ranging from individuals to charitable organizations, corporations and pension and profit sharing plans. John Andrew Nabergall II specializes in portfolio management for both individuals and businesses. John Andrew Nabergall II also provides financial planning and educational seminars for clients.
SUGAR LAND, TX
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
11/03/2023 - Present
Osaic Wealth, Inc. (SUGAR LAND TX)
TX
05/03/2021 - 11/03/2023
FSC SECURITIES CORPORATION (SUGAR LAND TX)
TX
02/15/2019 - 05/11/2021
AMERIPRISE FINANCIAL SERVICES, LLC (Sugar Land TX)
TX
08/31/2005 - 02/22/2019
B. RILEY WEALTH MANAGEMENT (HOUSTON TX)
NY
05/25/1990 - 08/29/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
MA
04/25/1990 - 07/16/1990
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NA
09/27/1988 - 04/25/1990
UR FINANCIAL, INC.
IA
Issued 3/9/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 9/26/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 1/6/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 5/23/1990
Series 7 - General Securities Representative Examination
BC
Issued 3/2/1989
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 9/26/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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