Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn McLoughlin is a financial advisor with over 30 years of experience in the financial services industry. John is currently registered with Santander Securities LLC, a registered broker-dealer and investment advisor. John has previously been registered with several other firms, including Woodbury Financial Services, Inc., Citizens Securities, Inc., LPL Financial LLC, and UVEST Financial Services Group, Inc. John is licensed to provide investment advisory services and securities brokerage services to individuals, corporations, and trusts. John specializes in providing financial planning, portfolio management, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NJ
11/08/2023 - Present
Santander Securities LLC (Florham Park NJ)
NY
09/23/2022 - 11/10/2023
WOODBURY FINANCIAL SERVICES, INC. (MANHASSET NY)
NJ
01/13/2017 - 09/29/2020
SANTANDER SECURITIES LLC (Florham Park NJ)
RI
06/17/2011 - 01/05/2017
CITIZENS SECURITIES, INC. (CRANSTON RI)
NY
06/14/2010 - 06/28/2011
LPL FINANCIAL LLC (ALBANY NY)
NY
01/08/2010 - 06/21/2010
UVEST FINANCIAL SERVICES GROUP, INC. (ALBANY NY)
NY
04/06/2006 - 08/10/2009
UVEST FINANCIAL SERVICES GROUP, INC. (POUGHKEEPSIE NY)
CA
11/18/1996 - 06/13/2005
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
OH
01/04/1993 - 10/08/1998
KEY INVESTMENTS INC. (CLEVELAND OH)
NA
04/26/1991 - 12/31/1992
INDEPENDENT FINANCIAL SECURITIES, INC.
VA
01/04/1989 - 03/13/1991
GNA SECURITIES, INC. (GLEN ALLEN VA)
MN
08/25/1987 - 12/22/1988
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
NA
10/22/1986 - 08/21/1987
E. F. HUTTON & COMPANY INC
IA
Issued 12/05/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/22/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/15/2022
Series 24 - General Securities Principal Examination
BC
Issued 03/15/2022
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 03/15/2022
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/15/2022
Series 7TO - General Securities Representative Examination
BC
Issued 03/15/2022
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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