Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Andrew Leon is a financial advisor with over 30 years of experience in the industry. John is currently registered with Vanguard Marketing Corp. and holds licenses including Series 3, 7, and 63. John is also a licensed Investment Advisor Representative, having passed the Series 65 exam. John has previously been registered with several other firms, including Blackrock Investments, LLC, Blackrock Fund Distribution Company, Barclays Global Investors Services, State Street Global Markets, LLC, AT Investor Services, Inc., Amvescap Services, Inc., Prudential Investment Management Services LLC and Transamerica Financial Resources, Inc. John is registered in 53 states and has been a financial advisor since 1991.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
05/11/2012 - Present
Vanguard Marketing Corp. (MALVERN PA)
CA
01/03/2012 - 05/16/2012
BLACKROCK INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
11/06/2009 - 12/31/2011
BLACKROCK FUND DISTRIBUTION COMPANY (SAN FRANCISCO CA)
CA
08/01/2008 - 12/31/2009
BARCLAYS GLOBAL INVESTORS SERVICES (SAN FRANCISCO CA)
MA
11/18/2005 - 06/24/2008
STATE STREET GLOBAL MARKETS, LLC (BOSTON MA)
NY
07/15/2005 - 08/10/2005
AT INVESTOR SERVICES, INC. (NEW YORK NY)
GA
09/21/2000 - 07/15/2005
AMVESCAP SERVICES, INC. (ATLANTA GA)
NJ
11/06/1998 - 06/05/2000
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
CA
11/20/1991 - 06/26/1998
TRANSAMERICA FINANCIAL RESOURCES, INC. (LOS ANGELES CA)
IA
Issued 01/13/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/12/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/2005
Series 3 - National Commodity Futures Examination
BC
Issued 10/22/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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