Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Andrew Lacey is a financial professional with over 20 years of experience in the industry. John Andrew Lacey is currently registered with Stephens and has been in this role since April 2017. Prior to that, John Andrew Lacey held positions with Hilltop Securities Inc., SWS Financial Services and Southwest Securities, Inc. John Andrew Lacey has a diverse background in financial services and specializes in providing investment advice and financial planning services. John Andrew Lacey holds several licenses, including the Series 7, Series 63, Series 27 and Series 99TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
AR
04/24/2017 - Present
Stephens (LITTLE ROCK AR)
TX
10/26/2000 - 01/18/2017
HILLTOP SECURITIES INC. (DALLAS TX)
TX
01/29/1998 - 12/31/1999
SWS FINANCIAL SERVICES (DALLAS TX)
TX
12/01/1997 - 01/27/1998
SOUTHWEST SECURITIES, INC. (DALLAS TX)
BC
Issued 12/19/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/19/2009
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/28/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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