Unclaimed
John Koenigsberg is a financial advisor who is currently employed by B. Riley Wealth Management. He is a registered representative of the firm. John has been in the financial services industry since 2005. His previous employers include National Securities Corporation, VFinance Investments, Inc and First Montauk Securities Corp. John is a Series 27, Series 99TO and SIE licensed advisor. John is licensed to conduct business in New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
03/16/2021 - Present
B. Riley Wealth Management (RED BANK NJ)
NJ
11/07/2007 - 07/22/2022
NATIONAL SECURITIES CORPORATION (RED BANK NJ)
NY
01/25/2010 - 02/24/2018
VFINANCE INVESTMENTS, INC (NEW YORJ NY)
NJ
11/09/2005 - 10/31/2007
FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)
BC
Issued 11/08/2005
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
Active
Inactive
F
FINRA
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