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John Andrew Koenigsberg

B. Riley Wealth Management

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About John Andrew Koenigsberg

John Koenigsberg is a financial advisor who is currently employed by B. Riley Wealth Management. He is a registered representative of the firm. John has been in the financial services industry since 2005. His previous employers include National Securities Corporation, VFinance Investments, Inc and First Montauk Securities Corp. John is a Series 27, Series 99TO and SIE licensed advisor. John is licensed to conduct business in New Jersey.

Firm Information

John Koenigsberg is currently registered with B. Riley Wealth Management. B. Riley Wealth Management is a Corporation formed on January 10, 1992. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

130

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Koenigsberg’s Registration & Firm History

NJ

03/16/2021 - Present

B. Riley Wealth Management (RED BANK NJ)

NJ

11/07/2007 - 07/22/2022

NATIONAL SECURITIES CORPORATION (RED BANK NJ)

NY

01/25/2010 - 02/24/2018

VFINANCE INVESTMENTS, INC (NEW YORJ NY)

NJ

11/09/2005 - 10/31/2007

FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)

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Licenses & Designations

BC

Issued 11/08/2005

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

SIE - Securities Industry Essentials Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Andrew Koenigsberg.
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