Unclaimed
John Andrew Kirley is a financial advisor with TP Icap Global Markets Americas LLC. John is licensed to provide financial advice and services in New York and New Jersey. John has been working in the financial industry since 2002. Prior to joining TP Icap Global Markets Americas LLC, John was a financial advisor at Tullett Prebon Financial Services LLC, ICAP Corporates LLC, Knight Securities, L.P., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. John has a Series 3, 7, 57, 63 and SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/30/2023 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
01/28/2013 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)
NJ
05/23/2012 - 11/27/2012
ICAP CORPORATES LLC (JERSEY CITY NJ)
NJ
04/10/2002 - 06/18/2002
KNIGHT SECURITIES, L.P. (JERSEY CITY NJ)
NY
11/24/2000 - 01/29/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 02/09/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/2017
Series 3 - National Commodity Futures Examination
BC
Issued 08/26/2016
Series 57 - Securities Trader Exam
BC
Issued 03/28/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
Not sure John Kirley is the right advisor for you? Invested Better is here to help.