Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Andrew Hafner is an investment professional with over 30 years of experience in the financial services industry. John is currently registered with J.p. Morgan Securities LLC and has been with the firm since 2018. Previously, John worked at Wells Fargo Clearing Services, LLC, Credit Suisse Securities (USA) LLC, Barclays Capital Inc. and Lehman Brothers Inc., among others. John holds a Series 63, Series 65 and Series 7 license as well as the Securities Industry Essentials Examination (SIE). John is dedicated to providing high-quality financial advice and investment management services to individuals, families and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
PA
04/27/2018 - Present
J.p. Morgan Securities LLC (PHILADELPHIA PA)
PA
03/28/2016 - 04/30/2018
WELLS FARGO CLEARING SERVICES, LLC (RADNOR PA)
PA
09/23/2008 - 04/12/2016
CREDIT SUISSE SECURITIES (USA) LLC (WEST CONSHOHOCKEN PA)
PA
09/22/2008 - 10/16/2008
BARCLAYS CAPITAL INC. (PHILADELPHIA PA)
PA
09/14/2000 - 09/22/2008
LEHMAN BROTHERS INC. (PHILADELPHIA PA)
MO
10/01/1999 - 09/21/2000
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
02/16/1996 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NJ
01/28/1995 - 02/16/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
10/05/1994 - 01/28/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NC
06/08/1993 - 10/13/1994
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
NY
07/02/1992 - 06/29/1993
HIBBARD BROWN & CO., INC. (NEW YORK NY)
IA
Issued 06/25/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/16/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/30/1992
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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